SFC Licences of NG Cheuk Fan 吳卓勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 December 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 December 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 January 2019 | 24 December 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 January 2019 | 24 December 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 October 2015 | 19 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 22 October 2015 | 19 November 2018 |