SFC Licences of TAM Kwong Ting 譚光庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 15 March 2016 | 07 April 2017 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 06 November 2015 | 07 April 2017 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 06 November 2015 | 07 April 2017 |