SFC licenceholder BGJ347 ZHANG Yan 張妍

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 September 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [4] (Advising on Securities) 22 October 2015 10 June 2017