SFC Licences of KIM Jeong Yeon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 01 August 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 16 July 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 16 July 2018
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 20 April 2017 16 January 2018
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 20 April 2017 16 January 2018
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 4 05 July 2016 20 April 2017
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 1 05 July 2016 20 April 2017
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 22 October 2015 05 July 2016
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 22 October 2015 05 July 2016