SFC Licences of YIN Yun 殷贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 August 2019 | 05 April 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 January 2016 | 19 October 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 January 2016 | 19 October 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 29 October 2015 | 12 December 2015 |