SFC Licences of LUO Hao 羅浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 15 April 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 15 April 2021 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 18 February 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 30 September 2019 | 15 April 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 September 2019 | 15 April 2021 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 30 September 2019 | 18 February 2021 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RE | 1 | 15 August 2016 | 13 August 2019 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RE | 4 | 22 October 2015 | 13 August 2019 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RE | 9 | 22 October 2015 | 13 August 2019 |