SFC Licences of FITZPATRICK Dawn Nora
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 20 June 2017 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 24 November 2016 | 30 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 24 November 2016 | 30 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 January 2016 | 07 January 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 January 2016 | 07 January 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 10 December 2015 | 13 December 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 December 2015 | 13 December 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 October 2015 | 02 November 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 29 October 2015 | 02 November 2015 |