SFC Licences of WANG Xiao 汪霄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kam Luen Securities Limited 金鑾證券有限公司
RE 4, 9 26 May 2022
Kam Luen Securities Limited 金鑾證券有限公司
RE 1 13 May 2022
uSmart Securities Limited 盈立證券有限公司
RE 1 18 March 2022 19 April 2022
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司
RE 6 04 July 2018 31 December 2020
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司
RE 1 04 July 2018 30 December 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司
RE 2 29 September 2017 08 November 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司
RE 1 29 August 2017 31 December 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 28 October 2015 20 June 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 28 October 2015 20 June 2017