SFC Licences of WANG Xiao 汪霄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kam Luen Securities Limited 金鑾證券有限公司	RE	9	26 May 2022
Kam Luen Securities Limited 金鑾證券有限公司	RE	4	26 May 2022
Kam Luen Securities Limited 金鑾證券有限公司	RE	1	13 May 2022
uSmart Securities Limited 盈立證券有限公司	RE	1	18 March 2022	19 April 2022
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RE	6	04 July 2018	31 December 2020
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RE	1	04 July 2018	30 December 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	29 September 2017	08 November 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RE	1	29 August 2017	31 December 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	28 October 2015	20 June 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	28 October 2015	20 June 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	28 October 2015	20 June 2017