SFC Licences of SON Joo Rak

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 2 22 November 2022
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 22 November 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 16 February 2016 08 October 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 26 November 2015 08 October 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 26 November 2015 08 October 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 23 October 2015 08 October 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 23 October 2015 08 October 2022