SFC Licences of CHING Ka Wai 程嘉偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 15 February 2019 22 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 28 October 2015 01 January 2019