SFC Licences of WAI Pak Fai, Chris 衛柏暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 7 | 08 February 2021 | 14 May 2022 |
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 1 | 26 January 2021 | 14 May 2022 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 24 June 2019 | 18 December 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 24 June 2019 | 18 December 2020 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 14 June 2017 | 21 May 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 14 June 2017 | 21 May 2019 |
Wells Fargo Securities Asia Limited | RE | 4 | 29 October 2015 | 10 May 2017 |
Wells Fargo Securities Asia Limited | RE | 1 | 29 October 2015 | 10 May 2017 |