SFC Licences of ZHOU Yun 周云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 6 | 04 May 2023 | 01 June 2023 |
Joy Rich Securities Investment Limited 海富證券投資有限公司 | RO | 4 | 04 March 2022 | 10 October 2022 |
Joy Rich Asset Management Company Limited 凱富資產管理有限公司 | RE | 9 | 20 December 2021 | 10 October 2022 |
Joy Rich Securities Investment Limited 海富證券投資有限公司 | RE | 4 | 20 December 2021 | 04 March 2022 |
Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 | RO | 4 | 26 August 2019 | 30 June 2021 |
Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 | RE | 9 | 20 May 2019 | 30 June 2021 |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 19 April 2018 | 01 May 2019 |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RO | 4 | 01 March 2018 | 01 May 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 08 December 2016 | 18 August 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 19 November 2015 | 18 August 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 19 November 2015 | 08 December 2016 |