SFC Licences of ZHOU Yun 周云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 6 04 May 2023 01 June 2023
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 4 04 March 2022 10 October 2022
Joy Rich Asset Management Company Limited 凱富資產管理有限公司 RE 9 20 December 2021 10 October 2022
Joy Rich Securities Investment Limited 海富證券投資有限公司 RE 4 20 December 2021 04 March 2022
Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 RO 4 26 August 2019 30 June 2021
Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 RE 9 20 May 2019 30 June 2021
Central Wealth Asset Management Limited 中達資產管理有限公司 RE 9 19 April 2018 01 May 2019
Central Wealth Asset Management Limited 中達資產管理有限公司 RO 4 01 March 2018 01 May 2019
CMBC Securities Company Limited 民銀證券有限公司 RO 4 08 December 2016 18 August 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 19 November 2015 18 August 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 4 19 November 2015 08 December 2016