SFC Licences of LAM Cheuk Yin, Raymond 林卓彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 27 September 2021 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 11 November 2020 | 29 July 2021 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 05 May 2020 | 05 August 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 03 November 2015 | 02 January 2019 |