SFC Licences of WANG Shengnan 王盛男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC International Capital Limited 民銀資本有限公司 | RO | 1 | 12 January 2023 | |
CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 12 April 2021 | 12 January 2023 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 12 April 2021 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 12 April 2021 | |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 09 November 2015 | 31 March 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 09 November 2015 | 31 March 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 09 November 2015 | 31 March 2021 |