SFC Licences of LAU Ka Yu 劉嘉裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 09 September 2020 22 January 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 16 October 2017 07 August 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 13 February 2017 07 August 2020
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 13 February 2017 07 August 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 02 November 2015 29 January 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 02 November 2015 29 January 2017