SFC Licences of LAU Ka Yu 劉嘉裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 September 2020 | 22 January 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 16 October 2017 | 07 August 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 13 February 2017 | 07 August 2020 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 13 February 2017 | 07 August 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 02 November 2015 | 29 January 2017 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 02 November 2015 | 29 January 2017 |