SFC Licences of WEN Xiao 文晓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 06 April 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 06 April 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 15 January 2018 01 August 2018
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 4 30 September 2016 15 December 2017
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 05 November 2015 31 May 2016