SFC Licences of WEN Xiao 文晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 06 April 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 06 April 2022 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 15 January 2018 | 01 August 2018 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 4 | 30 September 2016 | 15 December 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 05 November 2015 | 31 May 2016 |