SFC Licences of SHAW Lachlan John Rayner
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 30 June 2023 | 11 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 08 February 2019 | 15 February 2019 |
| UBS Securities Asia Limited | RE | 4 | 21 November 2018 | 23 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 09 February 2017 | 18 February 2017 |
| UBS Securities Asia Limited | RE | 4 | 11 November 2016 | 19 November 2016 |
| UBS Securities Asia Limited | RE | 4 | 14 October 2016 | 22 October 2016 |
| UBS Securities Asia Limited | RE | 4 | 18 May 2016 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 4 | 07 December 2015 | 12 December 2015 |
| UBS Securities Asia Limited | RE | 4 | 06 November 2015 | 14 November 2015 |