SFC Licences of WADEWITZ Thomas Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 31 October 2019 | 08 November 2019 |
| UBS Securities Asia Limited | RE | 4 | 30 November 2017 | 07 December 2017 |
| UBS Securities Asia Limited | RE | 4 | 06 November 2015 | 11 November 2015 |