SFC Licences of WU Long Kin 胡朗堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 June 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2019 | 22 March 2021 |
Merrill Lynch Far East Limited | RE | 2 | 18 May 2018 | 22 March 2021 |
Merrill Lynch Far East Limited | RE | 1 | 18 May 2018 | 22 March 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 November 2015 | 19 April 2018 |