SFC Licences of TANG Wa Kin 鄧華鍵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 RO 1 02 November 2022 29 December 2023
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 RE 4 12 October 2022 29 December 2023
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 RE 9 27 July 2022 29 December 2023
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 9 02 March 2022 29 June 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 September 2019 10 February 2022
Black Marble Securities Limited 貝格隆証券有限公司 RE 1 10 November 2015 30 September 2018