SFC Licences of TANG Wa Kin 鄧華鍵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RO | 1 | 02 November 2022 | 29 December 2023 |
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 12 October 2022 | 29 December 2023 |
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 | RE | 9 | 27 July 2022 | 29 December 2023 |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 02 March 2022 | 29 June 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 09 September 2019 | 10 February 2022 |
Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 10 November 2015 | 30 September 2018 |