SFC Licences of CAINES Rory Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 16 June 2020 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 16 June 2020 | |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 25 May 2020 | |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 25 May 2020 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 25 May 2020 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 6 | 05 November 2015 | 05 March 2020 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 05 November 2015 | 05 March 2020 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 05 November 2015 | 05 March 2020 |