SFC Licences of CAINES Rory Thomas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 16 June 2020
JPMorgan Asset Management (Asia Pacific) Limited RE 9 16 June 2020
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 25 May 2020
JPMorgan Asset Management (Asia Pacific) Limited RE 4 25 May 2020
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 25 May 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 05 November 2015 05 March 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 05 November 2015 05 March 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 05 November 2015 05 March 2020