SFC Licences of LI Tuo 李拓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 20 October 2023 | |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 20 October 2023 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 February 2023 | 20 October 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 20 February 2023 | 20 October 2023 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 06 November 2015 | 30 November 2022 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 06 November 2015 | 30 November 2022 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 06 November 2015 | 30 November 2022 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 06 November 2015 | 30 November 2022 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 06 November 2015 | 30 November 2022 |