SFC Licences of LI Ke 李珂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 10 December 2021 | 23 February 2024 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 10 December 2021 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 11 November 2021 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 11 November 2021 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 11 November 2021 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 12 September 2018 | 25 October 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 30 August 2018 | 25 October 2021 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 23 May 2017 | 01 August 2018 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 10 December 2015 | 15 May 2017 |