SFC Licences of DENNIS Geoffrey Edwin James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 09 November 2017 | 14 November 2017 |
| UBS Securities Asia Limited | RE | 4 | 12 November 2015 | 16 November 2015 |