SFC Licences of KWOK Heung Yan 郭香恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Seazen Resources Securities Limited 新城晉峰證券有限公司	RO	1	25 November 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	1	15 June 2022	01 February 2023
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	9	15 June 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	4	15 June 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	1	25 February 2022	15 June 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	9	10 February 2022	15 June 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	4	10 February 2022	15 June 2022
Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司	RO	9	31 July 2020	03 December 2021
Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司	RO	4	31 July 2020	03 December 2021
OCI Asset Management Company Limited 東建資產管理有限公司	RO	9	09 May 2018	28 November 2019
OCI Asset Management Company Limited 東建資產管理有限公司	RO	4	09 May 2018	28 November 2019
HX Innovation Capital Management Co. Limited 華夏創新基金管理有限公司	RO	9	29 January 2016	24 November 2017