SFC Licences of LI Anqi 李安琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 15 June 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 15 June 2022
CLSA Limited 中信里昂證券有限公司 RE 1 15 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 10 November 2015 06 July 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 November 2015 06 July 2018