SFC Licences of SHIMAMOTO Arisa
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 22 December 2017 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 22 December 2017 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 16 November 2015 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 16 November 2015 |