SFC Licences of LEUNG Wu Yan 梁護欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 31 May 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 31 May 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 31 May 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 31 May 2018
Chief Securities Limited 致富證券有限公司 RE 9 26 September 2017 05 May 2018
Chief Securities Limited 致富證券有限公司 RE 4 26 September 2017 05 May 2018
Chief Securities Limited 致富證券有限公司 RE 1 26 September 2017 05 May 2018
Chief Commodities Limited 致富期貨商品有限公司 RE 2 26 September 2017 05 May 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 08 August 2017 14 September 2017
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 08 August 2017 14 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 10 November 2015 14 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 10 November 2015 14 September 2017