SFC Licences of LEUNG Wu Yan 梁護欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 9 | 31 May 2018 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2, 4 | 31 May 2018 | |
| Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 26 September 2017 | 05 May 2018 |
| Chief Securities Limited 致富證券有限公司 |
RE | 1, 4, 9 | 26 September 2017 | 05 May 2018 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 4, 9 | 08 August 2017 | 14 September 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2 | 10 November 2015 | 14 September 2017 |