SFC Licences of LI Yan 李燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 11 June 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 28 May 2018 | 26 April 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 04 January 2016 | 28 April 2018 |