SFC Licences of LIAO Ted Tar-te 廖大德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 10 September 2018 | 27 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 10 September 2018 | 27 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 10 September 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 10 September 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 18 November 2015 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 November 2015 | 02 October 2017 |