SFC Licences of STUART Lisa Jane
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 28 February 2017 | 11 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 03 January 2017 | 11 August 2017 |
| BlueBay Hong Kong Limited | RE | 1 | 15 December 2015 | 30 December 2016 |