SFC Licences of WANG Xiaowei 王曉煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 | RE | 4 | 05 July 2021 | 08 July 2021 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 4 | 05 December 2018 | 14 May 2021 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 23 April 2018 | 08 November 2018 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 July 2016 | 23 March 2018 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 December 2015 | 30 June 2016 |