SFC Licences of PENG Xiaoting 彭晓婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 4 | 27 January 2022 | 31 October 2023 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 27 January 2022 | 31 October 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 09 October 2017 | 15 September 2021 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 09 October 2017 | 15 September 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 November 2015 | 18 August 2017 |