SFC Licences of SU Xiaofan 蘇小凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 April 2018
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 6 06 October 2017 04 March 2018
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 4 06 October 2017 04 March 2018
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 1 06 October 2017 04 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 December 2015 12 September 2017