SFC Licences of SU Xiaofan 蘇小凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 April 2018 | |
orientiert XYZ Securities Limited | RE | 6 | 06 October 2017 | 04 March 2018 |
orientiert XYZ Securities Limited | RE | 4 | 06 October 2017 | 04 March 2018 |
orientiert XYZ Securities Limited | RE | 1 | 06 October 2017 | 04 March 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 December 2015 | 12 September 2017 |