SFC Licences of CHAN Kwong Yuen 陳廣源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 21 February 2022 28 April 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 February 2022 28 April 2023
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 24 May 2019 15 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 15 May 2018 15 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 15 May 2018 15 October 2019
Mason Futures Limited 茂宸期貨有限公司 RE 2 20 April 2018 15 October 2019
Mason Securities Limited 茂宸證券有限公司 RE 9 20 April 2018 15 October 2019
Mason Securities Limited 茂宸證券有限公司 RE 4 20 April 2018 15 October 2019
Mason Securities Limited 茂宸證券有限公司 RE 1 20 April 2018 15 October 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 19 November 2015 11 March 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 19 November 2015 11 March 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 19 November 2015 11 March 2018