SFC Licences of SHAW Benjamin John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 February 2019 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 February 2019 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 23 November 2015 | 05 December 2018 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 23 November 2015 | 05 December 2018 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 23 November 2015 | 05 December 2018 |