SFC licenceholder BGN402 SHAW Benjamin John

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 February 2019
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 23 November 2015 05 December 2018