SFC Licences of LING Siu Leung 凌兆良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
S&P Global Ratings Hong Kong Limited | RE | 10 | 29 March 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 November 2015 | 15 November 2017 |