SFC Licences of LAM Ka Wai 林嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 22 October 2019 | 31 May 2021 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 22 October 2019 | 31 May 2021 |
iBest Investment Services Limited | RE | 3 | 10 August 2018 | 25 January 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 December 2017 | 08 February 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 December 2017 | 08 February 2019 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 2 | 02 November 2016 | 21 November 2017 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 1 | 02 November 2016 | 21 November 2017 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 November 2015 | 13 October 2016 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 November 2015 | 13 October 2016 |