SFC licenceholder BGO478 LI Chi Kin 李子健

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 25 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 12 June 2017 15 March 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE [1] (Dealing in Securities) 13 February 2017 20 April 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE [1] (Dealing in Securities) 18 December 2015 12 February 2017