SFC Licences of LI Chi Kin 李子健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 25 March 2020 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 June 2017 | 15 March 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 20 April 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 18 December 2015 | 12 February 2017 |