SFC Licences of DAI Yi 戴翼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 14 September 2021 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 14 September 2021 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RO | 6 | 14 September 2021 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 11 May 2021 | 14 September 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 11 May 2021 | 14 September 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 11 May 2021 | 14 September 2021 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 25 November 2015 | 30 December 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 25 November 2015 | 30 December 2017 |