SFC Licences of TSE Ho Ting 謝浩廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 | RE | 9 | 28 December 2022 | |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 9 | 05 October 2021 | 17 June 2022 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 4 | 05 October 2021 | 17 June 2022 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 05 October 2021 | 17 June 2022 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 05 October 2021 | 17 June 2022 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 03 January 2019 | 10 September 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 11 December 2017 | 10 September 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 25 November 2015 | 29 January 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 November 2015 | 29 January 2017 |