SFC Licences of AUREL-SMITH Timothy Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 12 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 12 June 2017 | 16 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 11 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 30 November 2015 | 05 December 2015 |