SFC Licences of BENJAMIN Timothy James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 31 March 2021 |
| ICAP Securities Hong Kong Limited | RE | 1 | 07 March 2016 | 30 September 2018 |
| ICAP Equities Asia Limited | RE | 1 | 25 November 2015 | 30 September 2018 |