SFC Licences of SHARMA Nikhil Balakrishnan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 14 March 2017 | 17 February 2019 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 14 March 2017 | 17 February 2019 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 27 November 2015 | 01 March 2017 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 27 November 2015 | 01 March 2017 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 27 November 2015 | 01 March 2017 |