SFC Licences of WANG Rui 王睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 03 June 2020 | 15 January 2021 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 03 June 2020 | 15 January 2021 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 19 March 2020 | 15 January 2021 |
| Season Asset Management Limited 思辰資產管理有限公司 | RO | 9 | 30 April 2019 | 17 January 2020 |
| Season Asset Management Limited 思辰資產管理有限公司 | RO | 4 | 30 April 2019 | 17 January 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 18 January 2017 | 07 September 2018 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 18 January 2017 | 07 September 2018 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 18 January 2017 | 07 September 2018 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 15 December 2015 | 03 January 2017 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 15 December 2015 | 03 January 2017 |