SFC Licences of ZHANG Siyi 張斯怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 4, 6 | 09 August 2019 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 13 June 2019 | 29 June 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 13 June 2019 | 29 June 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 08 May 2019 | 29 June 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 01 December 2015 | 29 March 2019 |