SFC Licences of ZHANG Siyi 張斯怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 09 August 2019
CLSA Limited 中信里昂證券有限公司
RE 1, 4 13 June 2019 29 June 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 13 June 2019 29 June 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 08 May 2019 29 June 2019
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 01 December 2015 29 March 2019