SFC Licences of ZHANG Siyi 張斯怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 10 November 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 09 August 2019 | 10 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 09 August 2019 | 10 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 August 2019 | 10 August 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 13 June 2019 | 29 June 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 13 June 2019 | 29 June 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 June 2019 | 29 June 2019 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 May 2019 | 29 June 2019 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 01 December 2015 | 29 March 2019 |