SFC Licences of SHEN Cheng 沈成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 July 2017 | 02 October 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 July 2017 | 02 October 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 December 2015 | 01 July 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 December 2015 | 01 July 2017 |