SFC Licences of YIM Wing Shan 嚴穎姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 28 August 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 28 August 2023 | |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 9 | 30 August 2022 | 28 April 2023 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 4 | 30 August 2022 | 28 April 2023 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 1 | 30 August 2022 | 28 April 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 30 August 2022 | 28 April 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 30 August 2022 | 28 April 2023 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 08 December 2015 | 29 July 2022 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 08 December 2015 | 29 July 2022 |