SFC Licences of XU Man 徐漫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 05 August 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 05 August 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 05 August 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 07 October 2020 25 May 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 07 October 2020 25 May 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 07 October 2020 25 May 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 07 October 2020 25 May 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 07 October 2020 25 May 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 07 October 2020 25 May 2022
FUTEC Financial Limited 富德金融有限公司 RE 9 06 December 2017 02 October 2020
FUTEC Financial Limited 富德金融有限公司 RE 4 06 December 2017 02 October 2020
FUTEC Financial Limited 富德金融有限公司 RE 1 05 September 2017 02 October 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 07 February 2017 08 March 2017
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 07 February 2017 08 March 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 26 May 2016 02 November 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 08 December 2015 02 November 2016