SFC Licences of CHADHA Prashant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brickfield Partners Limited 磚田伙伴有限公司 | RE | 9 | 04 April 2019 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 5 | 16 January 2018 | 29 August 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 August 2017 | 29 August 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 03 August 2017 | 29 August 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 August 2017 | 29 August 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 07 December 2015 | 31 March 2017 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 07 December 2015 | 31 March 2017 |